Bars

The RIA Compliance Collective de Ivan Barretto and Collin O'Bryant

50 - CyberSecurity Trends

The RIA Compliance Collective

50 - CyberSecurity Trends

Noticias y Politicas

We discuss compliance topics that effect RIA firms from a former regulator's perspective.

Hosted by: Ivan Barretto

Playlist

Más episodios

50 - CyberSecurity Trends

Wed, 22 Dec 2021
49 - Schwab E&O Update

Fri, 29 Oct 2021
48 - Tales from the Crypto

Wed, 29 Sep 2021
47 - FINANCIAL ADVISOR SUCCESS TRAINING (FAST) PROGRAM

Tue, 14 Sep 2021
46 - E & O and Digital Assets

Tue, 17 Aug 2021
45 - Client Onboarding in the Digital Age

Tue, 03 Aug 2021
44 - Fieldcraft - Cyber Security Training

Wed, 07 Jul 2021
43 - How to Create a Podcast

Wed, 07 Jul 2021
42 - Cryptocurrencies: What You Need to Know?

Wed, 30 Jun 2021
41 - What the NFT?

Wed, 23 Jun 2021
40 - Knowing Your Numbers

Wed, 09 Jun 2021
39 - Clearing the Air X

Wed, 09 Sep 2020
38 - All things Cyber Security

Wed, 19 Aug 2020
37 - Bills, Bills, Bills: A New Way to Help and Protect Your Senior Clients

Wed, 12 Aug 2020
36 - Understanding Succession and Valuation

Wed, 05 Aug 2020
35 - Leading with Compassion and Clarity During COVID

Wed, 29 Jul 2020
34 - It's about time! Modernizing the RIA advertising rules

Mon, 20 Jul 2020
33 - Clearing the Air IX

Mon, 29 Jun 2020
32 - Clearing the Air VIII

Wed, 03 Jun 2020
31 - Protecting Your Firm During the Pandemic Era

Wed, 27 May 2020
30 - Coronavirus Scam

Wed, 13 May 2020
29 - Clearing the Air VII

Fri, 01 May 2020
28 - Clearing The Air VI

Wed, 18 Dec 2019
27 - The Ownership Ladder - An Internal Succession Discussion

Wed, 11 Dec 2019
26 - Clarifying Custody - Part II

Wed, 04 Dec 2019
25 - Clarifying Custody - Part I

Wed, 27 Nov 2019
24 - Insurance in the RIA World

Wed, 06 Nov 2019
23 - Clearing the Air V

Tue, 01 Oct 2019
22 - At A Glance - SEC Examination Priorities Part Deux

Tue, 24 Sep 2019
21 - Protect Your Clients - An Identity Theft Protection Discussion

Wed, 21 Aug 2019
20 - At a glance - SEC Examination Priorities

Tue, 13 Aug 2019
19 - Clearing the Air IV

Tue, 02 Jul 2019
18 - A Deep Dive Into Reg BI

Tue, 25 Jun 2019
17 - Archive This!

Wed, 19 Jun 2019
16 - Clearing The Air III

Mon, 03 Jun 2019
15 - Clearing the Air II

Tue, 28 May 2019
14 - On The Move - A Mobile Cyber Security Discussion

Tue, 21 May 2019
13 - Insurance - It's Not Just For Your Clients!

Tue, 14 May 2019
12 - Engagement in the Social Media Age

Tue, 07 May 2019
11 - Plan Fiduciary 101

Wed, 01 May 2019
10 - Social Media: Friend Not Foe

Tue, 16 Apr 2019
9 - The Times Are A Changin' - Insurance Services In The RIA World with Matt Meyer

Mon, 03 Dec 2018
8 - Show Your Work - Vendor Management Discussion with John Anderson

Tue, 20 Nov 2018
7 - Understanding a UMA platform and How it Can Assist with the Fiduciary Standard with Mark Boothe

Mon, 12 Nov 2018
6 - You Don't Know What You Don't Know - BD Registration Discussion with Kim McEnaney

Wed, 31 Oct 2018
5 - Cyber Security - Where's my data?

Wed, 03 Oct 2018
4 - Business Continuity - Hope the best, plan for the worst!

Mon, 17 Sep 2018
3 - Clearing the Air - OBAs, Fees and Custody

Sat, 08 Sep 2018
2 - You Get an Audit and You Get an Audit! Everybody Gets an Audit!

Sun, 26 Aug 2018
1 - Senior Vulnerability and Financial Exploitation

Tue, 31 Jul 2018

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